Compliance Advisory Manager (Wealth)
Broadgate · London, England ·
Strong working knowledge of the UK regulatory landscape, with particular exposure to AFM and COLL frameworks Confident producing clear, concise regulatory summary reports and presenting findings to key stakeholders Experience contributing to compliance initiatives, projects and thematic reviews — including flowcharts, gap analysis and deep-dive work Proven ability to manage a shared team inbox, ensuring timely triage and that nothing falls through the cracks Diligent approach to maintaining compliance filing systems and ensuring documentation is always audit-ready Experience reviewing scheme changes and associated documentation, including prospectuses and Investment Management Agreements Hands-on oversight of fund documentation including fact sheets and KIID reviews A collaborative team player who can flex to support senior stakeholders as regulatory priorities evolve Proactive, accountable and composed under pressure — someone who takes ownership, communicates openly and gets things done
Market data from EasyWorkClub, not from the employer
More openings at Broadgate
13 other openings we list
- Senior Regulatory Compliance Advisor (UK FCA) · London
- Head of Compliance · London
- Senior Manager, Indirect Tax (VAT) · Leeds
- Strategic Head of Legal & Compliance & MLRO (UK) · London
- Wealth Compliance Strategy Lead · London