Compliance Associate / Analyst

PERMANENTPER ANNUMRECRUITER: | Charlie Watson Compliance Associate / Analyst City of LondonPermanent cer Financial are working alongside a bank who are based in the City of London. They are seeking a Compliance Associate / Analyst to work with them on a permanent basis. The responsibilities of the candidate will include:

• Support delivery of the Compliance Monitoring Programme in line with Financial Conduct Authority and Prudential Regulation Authority requirements
• Identify and monitor regulatory and financial crime risks across the business
• Assist in developing compliance frameworks, policies, and procedures
• Conduct horizon scanning and assess regulatory changes
• Provide compliance advice and support reporting and regulatory submissions
• Help investigate and resolve compliance issues
• Support financial crime activities (CDD, sanctions, risk assessments, control testing) alongside the Deputy MLRO
• Contribute to trade surveillance, communications monitoring, and policy reviews
• Provide cover for the Compliance Manager and assist with ad hoc projectsThe successful candidate will have:
• Bachelor's degree in law, finance, risk or related discipline preferred
• Professional qualification (e.g., ICA, CAMS, or equivalent) an advantage although not essential
• 1-3 years of experience in compliance within wholesale banking and/or trade finance
• A good understanding of regulatory rules/laws, industry issues and business operations
• Knowledge of financial crime and regulatory requirements

Report this job