Compliance Consultant - Buy-Side
Austin Andrew ·
Our client is a boutique (but with a global footprint) compliance consultancy focused on the investment management sector Key Responsibilities - Working with senior consultants and supporting them in their roles as the primary compliance resource for a number of retained client relationships - Attending client meetings, both on-site and by video conference, in conjunction with senior consultants - Assisting with setting up compliance infrastructure for clients - Assisting with compliance projects, monitoring reviews, and drafting compliance monitoring reports - Managing certain FCA application processes on behalf of clients, for example in relation to Approved Persons applications - Assisting with preparation and delivery of compliance training - Understanding and updating clients on regulatory change and how it impacts their business - Providing strategic compliance advice, anticipating the regulatory compliance needs of our clients - Building and developing client relationships Key Skills / Experience - 1 - 2 years’ experience gained within a compliance, specialist or management consultancy, asset manager (including hedge funds, private equity, real estate and other alternatives), law firm or a regulator such as the FCA, SEC, NFA, etc. is preferable - An understanding of the UK regulatory landscape and the FCA Handbook - Excellent customer service ethos - Degree educated or similar - Excellent verbal and written communication skills - Ability to multi-task - Must hold the right to work in the UK