Compliance Manager
Marks Sattin · London, England ·
Contract typePermanentSalaryNegotiableReferenceBBBH195212Location: LondonCompliance ManagerLondonSpecialist Alternative Asset ManagerI am working with a Specialist Alternative Asset Manger on the look out to bring in a Compliance Manager.
This will be a broad, hands-on role reporting directly into the Head of Compliance, with real responsibility to support the UK regulated business across a range of compliance matters.
Your responsibilities will include
Owning the Compliance Monitoring PlanAdvising the Investment and Distribution TeamsWorking on Financial PromotionsOverseeing best execution and product governanceReporting any issues into senior management and boardKey
requirements
5+ years Compliance experienceFinancial Services compliance experience, specifically within Investment Manager or Asset ManagerAlternatives or private markets experience would be a plusGeneralist compliance professional with experience in compliance monitoring, financial promotions and best executionA doer who isn't afraid of rolling up their sleevesWe are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs.
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Market data from EasyWorkClub, not from the employer
Typical pay for Hazardous materials inspector in London: £49,000 – £80,000, from 81 adverts
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